The following excerpts are taken from the FundAlarm discussion, "Deciding to Sell a Mutual Fund":
| The table below lists all of this month's 3-ALARM funds, in alphabetical order. (By definition, a 3-ALARM fund has underperformed its respective benchmark for the past 12 months, three years, and five years.) The second column indicates each fund's risk rating, as assigned by FundAlarm. The following excerpts are taken from the FundAlarm discussion, "Deciding to Sell a Mutual Fund": |
| 3-ALARM Fund | Risk -2, -1, +1, +2 Best --> Worst |
|---|---|
| Accessor Growth & Inc Alloc A (AOIAX) | +2 |
| Accessor Growth Adv (AGROX) | +2 |
| Aegis Value (AVALX) | +1 |
| AFBA Five Star Mid Cap Value I (AFMIX) | +1 |
| AFBA Five Star Small Cap I (AFCIX) | +2 |
| AHA Balanced I (AHBPX) | +1 |
| AIM Basic Balanced A (BBLAX) | +2 |
| AIM Basic Balanced Inv (BBLTX) | +2 |
| AIM Basic Value A (GTVLX) | +2 |
| AIM Basic Value B (GTVBX) | +2 |
| AIM Basic Value C (GTVCX) | +2 |
| AIM Capital Development B (ACDBX) | +1 |
| AIM Constellation A (CSTGX) | +2 |
| AIM Constellation B (CSTBX) | +2 |
| AIM Constellation C (CSTCX) | +2 |
| AIM Constellation I (CSITX) | +2 |
| AIM Financial Services C (IFSCX) | NA |
| AIM Financial Services Inv (FSFSX) | NA |
| AIM Global Equity A (GTNDX) | +2 |
| AIM Global Growth A (AGGAX) | +1 |
| AIM Global Growth B (AGGBX) | +2 |
| AIM Global Value A (AWSAX) | +2 |
| AIM Global Value B (AWSBX) | +2 |
| AIM Gold & Prec Metals Inv (FGLDX) | NA |
| AIM Intl Core Equity C (IBVCX) | +2 |
| AIM Intl Core Equity Inv (IIBCX) | +1 |
| AIM Large Cap Basic Value Inv (LCINX) | +2 |
| AIM Leisure C (IVLCX) | +2 |
| AIM S&P 500 Index Inv (ISPIX) | +1 |
| AIM Select Equity A (AGWFX) | +2 |
| AIM Select Equity B (AGWBX) | +2 |
| AIM Select Equity C (AGWCX) | +2 |
| AIM Technology A (ITYAX) | NA |
| AIM Technology B (ITYBX) | NA |
| AIM Technology C (ITHCX) | NA |
| AIM Technology Instl (FTPIX) | NA |
| AIM Technology Inv (FTCHX) | NA |
| Allegiant Multi-Factor Sm Cap Value A (AMRRX) | +2 |
| Allegiant Multi-Factor Sm Cap Value I (AMRIX) | +2 |
| Allegiant S&P 500 Index I (AQDIX) | +1 |
| AllianceBernstein Balanced A (CABNX) | +2 |
| AllianceBernstein Balanced B (CABBX) | +2 |
| AllianceBernstein Balanced C (CBACX) | +2 |
| AllianceBernstein Focused Growth & Income A (ADGAX) | +1 |
| AllianceBernstein Focused Growth & Income B (ADGBX) | +1 |
| AllianceBernstein Global Health Care A (AHLAX) | NA |
| AllianceBernstein Global Health Care B (AHLBX) | NA |
| AllianceBernstein Global Health Care C (AHLCX) | NA |
| AllianceBernstein Growth & Income A (CABDX) | +2 |
| AllianceBernstein Growth & Income Adv (CBBYX) | +1 |
| AllianceBernstein Growth & Income B (CBBDX) | +2 |
| AllianceBernstein Growth & Income C (CBBCX) | +2 |
| AllianceBernstein Growth A (AGRFX) | +2 |
| AllianceBernstein Growth B (AGBBX) | +2 |
| AllianceBernstein Growth C (AGRCX) | +2 |
| AllianceBernstein Tax Managed Bal Wealth St A (AGIAX) | +1 |
| AllianceBernstein Value C (ABVCX) | +2 |
| Allianz CCM Emerg Co Instl (PMCIX) | +2 |
| Allianz OCC Equity Premium Strat A (PGRAX) | +1 |
| Allianz OCC Equity Premium Strat B (PGRBX) | +2 |
| Allianz OCC Opportunity A (POPAX) | +2 |
| Allianz OCC Opportunity Admin (POADX) | +2 |
| Allianz OCC Opportunity C (POPCX) | +2 |
| Allianz OCC Value B (PDLBX) | +2 |
| Allianz OCC Value C (PDLCX) | +2 |
| Allianz RCM Healthcare D (DGHCX) | NA |
| Alpine Realty Income & Growth (AIGYX) | NA |
| Alpine U.S. Real Estate Eqty (EUEYX) | NA |
| American Beacon S&P 500 Inst (AASPX) | +1 |
| American Beacon S&P 500 Plan Ahd (AAFPX) | +1 |
| American Century Balanced Inv (TWBIX) | +1 |
| American Century Equity Income A (TWEAX) | -2 |
| American Century Equity Income C (AEYIX) | -1 |
| American Century Equity Index Instl (ACQIX) | +1 |
| American Century Equity Index Inv (ACIVX) | +1 |
| American Century Global Gold A (ACGGX) | NA |
| American Century Global Gold Inv (BGEIX) | NA |
| American Century Inc & Growth A (AMADX) | +2 |
| American Century Inc & Growth C (ACGCX) | +2 |
| American Century Inc & Growth Inv (BIGRX) | +2 |
| American Century Small Cap Val Adv (ACSCX) | +1 |
| American Century Small Cap Value Ins (ACVIX) | -1 |
| American Century Small Cap Value Inv (ASVIX) | -1 |
| American Century Small Co Adv (ASQAX) | +2 |
| American Century Small Co Inst (ASCQX) | +2 |
| American Century Small Co Inv (ASQIX) | +2 |
| American Century Utilities Inv (BULIX) | NA |
| American Funds Amcap 529C (CAFCX) | +1 |
| American Funds Amcap 529E (CAFEX) | +1 |
| American Funds Amcap A (AMCPX) | +1 |
| American Funds Amcap B (AMPBX) | +1 |
| American Funds Amcap C (AMPCX) | +1 |
| American Funds Amcap F (AMPFX) | +1 |
| American Funds Amcap R2 (RAFBX) | +1 |
| American Funds Amcap R3 (RAFCX) | +1 |
| American Funds Amcap R4 (RAFEX) | +1 |
| American Funds American Balanced B (BALBX) | +1 |
| American Funds American Balanced C (BALCX) | +1 |
| American Funds American Balanced R2 (RLBBX) | +1 |
| American Funds American Balanced R3 (RLBCX) | +1 |
| American Funds American Mutual A (AMRMX) | -1 |
| American Funds American Mutual B (AMFBX) | -1 |
| American Funds American Mutual C (AMFCX) | -1 |
| American Funds American Mutual F (AMFFX) | -1 |
| American Funds American Mutual R2 (RMFBX) | -1 |
| American Funds American Mutual R4 (RMFEX) | -1 |
| American Funds Inv Company of America 529C (CICCX) | -1 |
| American Funds Inv Company of America B (AICBX) | -1 |
| American Funds Inv Company of America C (AICCX) | -1 |
| American Funds Inv Company of America R2 (RICBX) | -1 |
| American Funds Washington 529B (CWMBX) | -1 |
| American Funds Washington B (WSHBX) | -1 |
| American Funds Washington C (WSHCX) | -1 |
| American Funds Washington R3 (RWMCX) | -1 |
| American Growth D (AMRGX) | +2 |
| American Heritage (AHERX) | +2 |
| Ameristock (AMSTX) | +2 |
| Aquila Rocky Mountain A (ROCAX) | +2 |
| Aquila Rocky Mountain Y (ROCYX) | +2 |
| Ariel (ARGFX) | +2 |
| Ariel Appreciation (CAAPX) | +2 |
| Artisan Small Cap (ARTSX) | +2 |
| AssetMark Intl Equity (AFIEX) | +1 |
| AssetMark Small/Mid Cap Growth (AFSGX) | +2 |
| AssetMark Small/Mid Cap Value (AFSVX) | +2 |
| Aston Balanced N (CHTAX) | +2 |
| Aston/TAMRO Small Cap N (ATASX) | +1 |
| Aston/Veredus Aggressive Growth N (VERDX) | +2 |
| Austin Global Equity (AGEQX) | +2 |
| Ave Maria Catholic Values (AVEMX) | +2 |
| AXA Enterprise Socially Resp A (EGSAX) | +1 |
| AXA Enterprise Socially Resp B (EGSBX) | +1 |
| Barclays Global Inv S&P 500 (WFSPX) | +1 |
| Batterymarch US Small Cap Equity I (LMSIX) | +2 |
| BB&T International Equity I (BBTIX) | +2 |
| BB&T Large Cap I (BBISX) | +2 |
| BB&T Mid Cap Value I (OVEIX) | +1 |
| Bernstein Tax-Managed Intl (SNIVX) | +2 |
| Bjurman Barry Micro-Cap Growth (BMCFX) | +2 |
| BlackRock Aurora Inv A (SSRAX) | +2 |
| BlackRock Aurora Inv B (SSRPX) | +2 |
| BlackRock Aurora Inv C (SSRDX) | +2 |
| BlackRock Balanced Cap B (MBCPX) | +1 |
| BlackRock Balanced Cap C (MCCPX) | +1 |
| BlackRock Focus Value B (MBPNX) | +2 |
| BlackRock Healthcare B (MBHCX) | NA |
| BlackRock Healthcare C (MCHCX) | NA |
| BlackRock Index Equity Inv A (CIEAX) | +1 |
| BlackRock Index Equity Inv B (CIEBX) | +1 |
| BlackRock Index Equity Inv C (CIECX) | +1 |
| BlackRock Index Equity Svc (PNESX) | +1 |
| BlackRock Intl Value B (MBIVX) | +2 |
| BlackRock Intl Value C (MCIVX) | +2 |
| BlackRock Large Cap Growth A (MDLHX) | +2 |
| BlackRock Large Cap Growth B (MBLHX) | +2 |
| BlackRock Large Cap Growth C (MCLHX) | +2 |
| BlackRock Mid Cap Value Opptys B (MBRFX) | +1 |
| BlackRock Mid Cap Value Opptys C (MCRFX) | +1 |
| BlackRock Pacific A (MDPCX) | +1 |
| BlackRock Pacific B (MBPCX) | +2 |
| BlackRock Pacific C (MCPCX) | +2 |
| BlackRock Pacific I (MAPCX) | +1 |
| BlackRock S&P 500 Index A (MDSRX) | +1 |
| BlackRock S&P 500 Index I (MASRX) | +1 |
| BlackRock Sm Cap Index A (MDSKX) | +1 |
| BlackRock Small Cap Val Svc (PSESX) | +1 |
| BlackRock Small Cap Value Inst (PNSEX) | +1 |
| BlackRock Small Cap Value Inv A (PSEIX) | +1 |
| BlackRock Small Cap Value Inv B (CCVBX) | +1 |
| BlackRock Tech A (MDGTX) | NA |
| BlackRock Tech B (MBGTX) | NA |
| BlackRock Tech C (MCGTX) | NA |
| BlackRock Tech I (MAGTX) | NA |
| BlackRock Value Opptys A (MDSPX) | +1 |
| BlackRock Value Opptys B (MBSPX) | +1 |
| BlackRock Value Opptys C (MCSPX) | +1 |
| BlackRock Value Opptys I (MASPX) | +1 |
| BNY Mellon International M (MPITX) | +2 |
| Bogle Small Cap Growth Inv (BOGLX) | +2 |
| Boyar Value (BOYAX) | +2 |
| Bridgeway Balanced (BRBPX) | +1 |
| Bridgeway Micro-Cap Limited (BRMCX) | +2 |
| Bridgeway Ultra-Small Co. Market (BRSIX) | +2 |
| Buffalo Large Cap (BUFEX) | +1 |
| Buffalo Mid Cap (BUFMX) | +2 |
| Buffalo Small Cap (BUFSX) | +2 |
| California Investment S&P 500 Index (SPFIX) | +1 |
| California Investment S&P Mid Cap Idx (SPMIX) | +1 |
| Calvert Intl Eq A (CWVGX) | +2 |
| Calvert Intl Eq C (CWVCX) | +2 |
| Calvert Large Cap Growth B (CLGBX) | +2 |
| Calvert New Vision Small Cap A (CNVAX) | +2 |
| Calvert Social Index A (CSXAX) | +2 |
| Calvert Social Inv Bal A (CSIFX) | +2 |
| Calvert Social Inv Bal B (CSLBX) | +2 |
| Calvert Social Inv Enh Equity A (CMIFX) | +2 |
| Citizens Balanced (CFBLX) | +2 |
| Citizens Emerging Growth Standard (WAEGX) | +2 |
| Citizens Small Cap Core Growth (CSCSX) | +2 |
| Clipper (CFIMX) | +2 |
| CNI Charter RCB Small Cap Value R (RCBSX) | +2 |
| Cohen & Steers Realty Income A (CSEIX) | NA |
| Cohen & Steers Realty Income B (CSBIX) | NA |
| Cohen & Steers Realty Income C (CSCIX) | NA |
| Cohen & Steers Realty Income I (CSDIX) | NA |
| Columbia Asset Alloc II A (PHAAX) | +2 |
| Columbia Global Value C (NCGLX) | +2 |
| Columbia International Stock A (CISAX) | +1 |
| Columbia International Stock Z (CMISX) | +1 |
| Columbia Liberty B (CCFBX) | +1 |
| Columbia Mid Cap Value & Restruct Z (UMVEX) | +2 |
| Columbia Pacific/Asia Z (USPAX) | +2 |
| Columbia Real Estate Equity Z (CREEX) | NA |
| Columbia World Equity A (CGUAX) | +2 |
| Columbia World Equity B (CGUBX) | +2 |
| Columbia World Equity C (CGUCX) | +2 |
| Commerce Growth Instl (CFGRX) | +2 |
| Commerce Intl Equity Instl (CFIEX) | +2 |
| Commerce MidCap Growth Instl (CFAGX) | +1 |
| Commerce Value Instl (CFVLX) | +1 |
| Commonwealth Japan (CNJFX) | +2 |
| Comstock Strategy A (CPFAX) | +2 |
| Comstock Strategy C (CPFCX) | +2 |
| Comstock Strategy O (CPSFX) | +2 |
| Concorde Value (CONVX) | +1 |
| Copley (COPLX) | +2 |
| Credit Suisse Global Small Cap A (CPVAX) | +2 |
| Credit Suisse Global Small Cap Adv (WPVAX) | +2 |
| Credit Suisse Global Small Cap Comm (WVCCX) | +2 |
| Credit Suisse Japan Equity Adv (WPJAX) | +2 |
| Credit Suisse Japan Equity Comm (WPJGX) | +2 |
| Credit Suisse Large Blend A (CFFAX) | +2 |
| Credit Suisse Large Cap Growth C (CUCCX) | +2 |
| Credit Suisse Large Cap Value A (WFGIX) | +1 |
| Credit Suisse Large Cap Value Adv (CSLVX) | +1 |
| Credit Suisse Large Cap Value B (WGIBX) | +1 |
| Credit Suisse Small Cap Core A (WFAGX) | +1 |
| Credit Suisse Small Cap Core Com (CSWCX) | +1 |
| Davis Real Estate B (DREBX) | NA |
| Davis Real Estate C (DRECX) | NA |
| Delaware American Services A (DASAX) | +2 |
| Delaware American Services B (DAMCX) | +2 |
| Delaware American Services C (DASBX) | +2 |
| Delaware American Services I (DASIX) | +2 |
| Delaware Balanced A (DELFX) | +2 |
| Delaware Dividend Inc A (DDIAX) | +2 |
| Delaware Growth Opporty B (DFBIX) | +2 |
| Delaware Growth Oppty A (DFCIX) | +2 |
| Delaware Growth Oppty Instl (DFDIX) | +2 |
| Delaware Intl Value Equity A (DEGIX) | +2 |
| Delaware Intl Value Equity C (DEGCX) | +2 |
| Delaware Intl Value Equity Instl (DEQIX) | +2 |
| Delaware Large Cap Value A (DELDX) | +2 |
| Delaware Large Cap Value B (DEIBX) | +2 |
| Delaware Large Cap Value Inst (DEDIX) | +2 |
| Delaware Pooled Large-Cap Value Equity (DPDEX) | +1 |
| Delaware Small Cap Growth C (DSCCX) | +2 |
| Delaware Small Cap Value A (DEVLX) | +1 |
| Delaware Small Cap Value B (DEVBX) | +1 |
| Delaware Small Cap Value C (DEVCX) | +1 |
| Delaware Small Cap Value I (DEVIX) | +1 |
| Delaware Trend A (DELTX) | +2 |
| Delaware Trend B (DERBX) | +2 |
| Delaware Trend C (DETCX) | +2 |
| Delaware Trend Instl (DGTIX) | +2 |
| DFA Enhanced US Large Co I (DFELX) | +1 |
| DFA Japanese Small Co I (DFJSX) | +2 |
| DFA U.S. Micro Cap I (DFSCX) | +2 |
| DFA U.S. Small Cap I (DFSTX) | +1 |
| Diamond Hill Financial Long-Short A (BANCX) | NA |
| Diversified Balanced Inv (DVIBX) | +2 |
| Diversified Growth & Inc Inv (DVGIX) | +2 |
| Diversified Interm Horizon Strat All Inv (DVMSX) | +1 |
| Diversified Interm/Long Horizon Inv (DVASX) | +2 |
| Diversified Intl Equity Inv (DVIEX) | +1 |
| Diversified Long Horizon Inv (DVLSX) | +1 |
| Diversified Special Eqty Inv (DVPEX) | +2 |
| Diversified Stock Index Instl (DISFX) | +1 |
| Diversified Stock Index Inv (DSKIX) | +1 |
| Diversified Value & Inc Instl (DIVIX) | +1 |
| Diversified Value & Inc Inv (DVEIX) | +1 |
| Domini Inst Social Equity (DIEQX) | +2 |
| Domini Social Equity (DSEFX) | +2 |
| Dreyfus Basic S&P 500 Stock (DSPIX) | +1 |
| Dreyfus Emerging Leaders (DRELX) | +2 |
| Dreyfus Founders Balanced F (FRINX) | +2 |
| Dreyfus Founders Equity Growth A (FRMAX) | +2 |
| Dreyfus Founders Worldwide F (FWWGX) | +2 |
| Dreyfus LifeTime Growth & Inc Iv (DGIIX) | +1 |
| Dreyfus LifeTime Growth & Inc R (DGIRX) | +1 |
| Dreyfus Prem Intrinsic Value T (BLCAX) | +2 |
| Dreyfus Premier Alpha Growth A (DPWAX) | +2 |
| Dreyfus Premier Alpha Growth B (BSFBX) | +2 |
| Dreyfus Premier Alpha Growth C (BSFCX) | +2 |
| Dreyfus Premier Alpha Growth I (DPARX) | +2 |
| Dreyfus Premier Alpha Growth T (BSFAX) | +2 |
| Dreyfus Premier Balanced A (PRBAX) | +2 |
| Dreyfus Premier Balanced I (PDBLX) | +2 |
| Dreyfus Premier Balanced Oppty A (DBOAX) | +2 |
| Dreyfus Premier Balanced Oppty B (DBOBX) | +2 |
| Dreyfus Premier Balanced Oppty J (THPBX) | +2 |
| Dreyfus Premier Enterprise B (DMCGX) | +2 |
| Dreyfus Premier Enterprise C (DMCCX) | +2 |
| Dreyfus Premier Future Leaders B (DFLBX) | +2 |
| Dreyfus Premier Intl Value A (DVLAX) | +2 |
| Dreyfus Premier Intrinsic Value B (BLCBX) | +2 |
| Dreyfus Premier Midcap Stock A (DPMAX) | +2 |
| Dreyfus Premier Midcap Stock I (DDMRX) | +2 |
| Dreyfus Premier New Leaders A (DNLDX) | +2 |
| Dreyfus Premier New Leaders T (DNLTX) | +2 |
| Dreyfus Premier Small Cap Value A (DSVAX) | +2 |
| Dreyfus Premier Small Cap Value B (DSVBX) | +2 |
| Dreyfus Premier Small Cap Value I (DSVRX) | +2 |
| Dreyfus Premier Struct Mid Cap A (DPSAX) | +1 |
| Dreyfus Premier Tech Growth A (DTGRX) | NA |
| Dreyfus Premier Tech Growth B (DTGBX) | NA |
| Dreyfus Premier Tech Growth C (DTGCX) | NA |
| Dreyfus Premier Tech Growth I (DGVRX) | NA |
| Dreyfus Premier Tech Growth T (DPTGX) | NA |
| Dreyfus S&P 500 Index (PEOPX) | +1 |
| Dryden Large Cap Core Equity B (PTMBX) | +1 |
| Dryden Small Cap Core Equity A (PQVAX) | +1 |
| Dryden Small Cap Core Equity C (PQVCX) | +1 |
| Dryden Stock Index A (PSIAX) | +1 |
| Dryden Stock Index Z (PSIFX) | +1 |
| DWS Balanced A (KTRAX) | +2 |
| DWS Balanced B (KTRBX) | +2 |
| DWS Blue Chip B (KBCBX) | +2 |
| DWS Communications A (TISHX) | NA |
| DWS Communications B (FTEBX) | NA |
| DWS Communications C (FTICX) | NA |
| DWS Communications I (FLICX) | NA |
| DWS Equity 500 Index S (BTIEX) | +1 |
| DWS Equity Partners A (FLEPX) | +2 |
| DWS Equity Partners B (FEPBX) | +2 |
| DWS Europe Equity S (SCGEX) | +2 |
| DWS Global Opportunities B (KGDBX) | +2 |
| DWS Growth & Income S (SCDGX) | +2 |
| DWS Japan Equity S (FJESX) | +2 |
| DWS LifeCompass 2015 A (SPDAX) | +1 |
| DWS LifeCompass 2015 S (SPBAX) | +1 |
| DWS LifeCompass Retirement A (SUCAX) | +1 |
| DWS Lifecycle Long Range S (BTILX) | +1 |
| DWS Mid Cap Gorwth Instl (BTEAX) | +2 |
| DWS Mid Cap Growth A (SMCAX) | +2 |
| DWS Mid Cap Growth B (SMCBX) | +2 |
| DWS Mid Cap Growth C (SMCCX) | +2 |
| DWS Mid Cap Growth S (SMCSX) | +2 |
| DWS S&P 500 Index S (SCPIX) | +1 |
| DWS Small Cap Core S (SSLCX) | +2 |
| DWS Small Cap Growth A (SSDAX) | +2 |
| DWS Small Cap Value S (SCSUX) | +2 |
| DWS Technology A (KTCAX) | NA |
| DWS Technology B (KTCBX) | NA |
| DWS Technology C (KTCCX) | NA |
| DWS Technology S (KTCSX) | NA |
| DWS Value Builder A (FLVBX) | +2 |
| DWS Value Builder B (FVBBX) | +2 |
| Eaton Vance Tax-Managed Growth 1.1 B (EMTGX) | +1 |
| Eaton Vance Tax-Managed Growth 1.1 C (ECTGX) | +1 |
| Eaton Vance Tax-Managed Growth 1.2 B (EYTGX) | +1 |
| Eaton Vance Tax-Managed Growth 1.2 C (EZTGX) | +1 |
| Electric City Value (ECVFX) | +2 |
| Enterprise Mergers & Acquisitions C (EMACX) | -2 |
| Evergreen Balanced A (EKBAX) | +2 |
| Evergreen Balanced B (EKBBX) | +2 |
| Evergreen Balanced I (EKBYX) | +2 |
| Evergreen Equity Income B (ETRBX) | +2 |
| Evergreen Equity Income I (EVTRX) | +1 |
| Evergreen Equity Index A (ESINX) | +1 |
| Evergreen Equity Index B (ESIOX) | +1 |
| Evergreen Global Large Cap Equity A (EAGLX) | +2 |
| Evergreen Global Large Cap Equity B (EBGLX) | +2 |
| Evergreen Intrinsic World Equity A (EWEAX) | +2 |
| Evergreen Small Cap Value A (ESKAX) | +1 |
| Evergreen Small Cap Value I (ESKIX) | +1 |
| Evergreen Special Equity I (ESDDX) | +2 |
| Evergreen Special Value A (ESPAX) | -1 |
| Evergreen Special Value C (ESPCX) | +1 |
| Evergreen Special Value I (ESPIX) | -1 |
| FAM Equity-Income (FAMEX) | +2 |
| FAM Value (FAMVX) | +1 |
| FBP Value (FBPEX) | +2 |
| Federated American Leaders A (FALDX) | +2 |
| Federated American Leaders B (FALBX) | +2 |
| Federated American Leaders C (FALCX) | +2 |
| Federated American Leaders F (FALFX) | +2 |
| Federated International Value A (FGFAX) | +1 |
| Federated International Value B (FGFBX) | +1 |
| Federated International Value C (FGFCX) | +1 |
| Federated Intl Equity A (FTITX) | +2 |
| Federated Intl Equity B (FIEBX) | +2 |
| Federated Intl Equity C (FIECX) | +2 |
| Federated Max-Cap Index Instl (FISPX) | +1 |
| Federated Max-Cap Index Instl Svc (FMXSX) | +1 |
| Federated Mini Cap Index C (MNCCX) | +2 |
| Federated Mini-Cap Index Instl (FMCPX) | +1 |
| Federated Stock (FSTKX) | +1 |
| Fidelity Adv Balanced B (FAISX) | +2 |
| Fidelity Adv Balanced C (FABCX) | +2 |
| Fidelity Adv Balanced T (FAIGX) | +2 |
| Fidelity Adv Div Intl A (FDVAX) | +2 |
| Fidelity Adv Div Intl B (FDIBX) | +2 |
| Fidelity Adv Div Intl C (FADCX) | +2 |
| Fidelity Adv Div Intl I (FDVIX) | +2 |
| Fidelity Adv Div Intl T (FADIX) | +2 |
| Fidelity Adv Dividend Growth A (FADAX) | +1 |
| Fidelity Adv Dividend Growth B (FADBX) | +2 |
| Fidelity Adv Dividend Growth C (FDGCX) | +2 |
| Fidelity Adv Dividend Growth T (FDGTX) | +2 |
| Fidelity Adv Electronics A (FELAX) | NA |
| Fidelity Adv Electronics B (FELBX) | NA |
| Fidelity Adv Electronics C (FELCX) | NA |
| Fidelity Adv Electronics I (FELIX) | NA |
| Fidelity Adv Electronics T (FELTX) | NA |
| Fidelity Adv Financial A (FAFDX) | NA |
| Fidelity Adv Financial B (FAFBX) | NA |
| Fidelity Adv Financial C (FAFCX) | NA |
| Fidelity Adv Financial Instl (FFSIX) | NA |
| Fidelity Adv Financial T (FAFSX) | NA |
| Fidelity Adv Health A (FACDX) | NA |
| Fidelity Adv Health B (FAHTX) | NA |
| Fidelity Adv Health C (FHCCX) | NA |
| Fidelity Adv Health Instl (FHCIX) | NA |
| Fidelity Adv Health T (FACTX) | NA |
| Fidelity Adv Intl Cap Apprec I (FCPIX) | +2 |
| Fidelity Adv Japan C (FAJCX) | +2 |
| Fidelity Adv Technology A (FADTX) | NA |
| Fidelity Adv Technology B (FABTX) | NA |
| Fidelity Adv Technology C (FTHCX) | NA |
| Fidelity Adv Technology Instl (FATIX) | NA |
| Fidelity Adv Technology T (FATEX) | NA |
| Fidelity Aggressive Growth (FDEGX) | +2 |
| Fidelity Aggressive Intl (FIVFX) | +2 |
| Fidelity Asset Manager 50% (FASMX) | +1 |
| Fidelity Asset Manager 70% (FASGX) | +2 |
| Fidelity Dividend Growth (FDGFX) | +1 |
| Fidelity Growth & Income (FGRIX) | +2 |
| Fidelity Japan (FJPNX) | +2 |
| Fidelity Japan Small Co (FJSCX) | +2 |
| Fidelity Large Cap Growth (FSLGX) | +2 |
| Fidelity Mid Cap Growth (FSMGX) | +2 |
| Fidelity Real Estate Investment (FRESX) | NA |
| Fidelity Sel Networking & Infrastruc (FNINX) | NA |
| Fidelity Select Automotive (FSAVX) | +2 |
| Fidelity Select Banking (FSRBX) | NA |
| Fidelity Select Consumer Discretionary (FSCPX) | +2 |
| Fidelity Select Electronics (FSELX) | NA |
| Fidelity Select Financial Servcces (FIDSX) | NA |
| Fidelity Select Health Care (FSPHX) | NA |
| Fidelity Select Home Finance (FSVLX) | NA |
| Fidelity Select Materials (FSDPX) | NA |
| Fidelity Select Multimedia (FBMPX) | NA |
| Fidelity Select Paper & Forest Pr (FSPFX) | NA |
| Fidelity Select Retailing (FSRPX) | +2 |
| Fidelity Select Technology (FSPTX) | NA |
| Fidelity Small Cap Selector (FDSCX) | +2 |
| Fidelity Utilities (FIUIX) | NA |
| Fifth Third Equity Index Instl (KNIEX) | +1 |
| Fifth Third LifeModel Moderate A (LMDAX) | +1 |
| Fifth Third Microcap Value Inst (MXAIX) | +2 |
| Fifth Third Small Cap Growth Instl (KNEEX) | +2 |
| Fifth Third Structured Large Cap Plus A (KNVIX) | +2 |
| Fifth Third Structured Large Cap Plus I (KNVEX) | +2 |
| First American Equity Index A (FAEIX) | +1 |
| First American Equity Index B (FAEQX) | +1 |
| First American Equity Index Y (FEIIX) | +1 |
| First American Intl Y (FAICX) | +1 |
| First American Small Cap Growth Opptys A (FRMPX) | +2 |
| First American Small Cap Growth Opptys Y (FIMPX) | +2 |
| First American Small Cap Index A (FMDAX) | +1 |
| First American Small Cap Select A (EMGRX) | +1 |
| First American Small Cap Select C (FHMCX) | +2 |
| First American Small Cap Select R (ASEIX) | +1 |
| First American Small Cap Select Y (ARSTX) | +1 |
| First American Small Cap Value A (FSCAX) | +1 |
| First American Small Cap Value Y (FSCCX) | +1 |
| First American Small-Mid Cap Core B (FITBX) | +1 |
| First American Small-Mid Cap Core C (FTACX) | +1 |
| First Investors Opportunity A (FIUSX) | +1 |
| Firsthand Technology Innovators (TIFQX) | NA |
| Flex-funds Muirfield (FLMFX) | +2 |
| Flex-funds Quantex (FLCGX) | +2 |
| FMI Focus (FMIOX) | +1 |
| Forester Value (FVALX) | +1 |
| Forward Emerald Banking & Finance A (HSSAX) | NA |
| Forward Emerald Growth A (HSPGX) | +2 |
| Forward Emerald Opportunities A (HSYTX) | +2 |
| Forward Hoover Mini-Cap (FFHMX) | +2 |
| Fountainhead Special Value (KINGX) | +2 |
| Franklin Equity Income A (FISEX) | +2 |
| Franklin Equity Income C (FRETX) | +2 |
| Franklin Global Health C (FGIIX) | NA |
| Franklin Real Estate Secur A (FREEX) | NA |
| Franklin Real Estate Secur Adv (FRLAX) | NA |
| Franklin Real Estate Secur C (FRRSX) | NA |
| Franklin Rising Dividends A (FRDPX) | +1 |
| Franklin Rising Dividends B (FRDBX) | +1 |
| Franklin Rising Dividends C (FRDTX) | +1 |
| Franklin Small Cap Growth II A (FSGRX) | +2 |
| Franklin Small Cap Growth II Adv (FSSAX) | +2 |
| Franklin Small Cap Growth II B (FBSGX) | +2 |
| Franklin Small Cap Growth II C (FCSGX) | +2 |
| Franklin Small-Mid Cap Growth A (FRSGX) | +2 |
| Franklin Small-Mid Cap Growth Adv (FSGAX) | +2 |
| Franklin Small-Mid Cap Growth C (FRSIX) | +2 |
| Franklin Technology C (FFTCX) | NA |
| Franklin Utilities A (FKUTX) | NA |
| Franklin Utilities Adv (FRUAX) | NA |
| Franklin Utilities B (FRUBX) | NA |
| Franklin Utilities C (FRUSX) | NA |
| Frontier MicroCap (FEFPX) | +2 |
| Gabelli Utilities AAA (GABUX) | NA |
| GAMCO Global Opportunity AAA (GABOX) | +2 |
| George Putnam of Boston A (PGEOX) | +2 |
| George Putnam of Boston B (PGEBX) | +2 |
| George Putnam of Boston M (PGEMX) | +2 |
| George Putnam of Boston Y (PGEYX) | +2 |
| GKM Growth (GKMGX) | +2 |
| Glenmede Philadelphia International (GTIIX) | +1 |
| Goldman Sachs Balanced A (GSBFX) | +1 |
| Goldman Sachs Balanced C (GSBCX) | +1 |
| Goldman Sachs Concent Intl Equity A (GSIFX) | +2 |
| Goldman Sachs Concent Intl Equity B (GSEBX) | +2 |
| Goldman Sachs Concent Intl Equity C (GSICX) | +2 |
| Goldman Sachs Concent Intl Equity Svc (GSISX) | +2 |
| Goldman Sachs Equity Growth Strat A (GAPAX) | +2 |
| Goldman Sachs Equity Growth Strat B (GAPBX) | +2 |
| Goldman Sachs Growth Str A (GGSAX) | +2 |
| Goldman Sachs Growth Str B (GGSBX) | +2 |
| Goldman Sachs Growth Str C (GGSCX) | +2 |
| Goldman Sachs Japanese Eqty C (GSJCX) | +2 |
| Goldman Sachs Real Est B (GREBX) | NA |
| Goldman Sachs Real Est C (GRECX) | NA |
| Goldman Sachs Sm Cap Value B (GSQBX) | +1 |
| Goldman Sachs Sm Cap Value C (GSSCX) | +1 |
| Goldman Sachs Structured Large Cap Growth A (GLCGX) | +2 |
| Goldman Sachs Structured Large Cap Growth B (GCLCX) | +2 |
| Goldman Sachs Structured Large Cap Growth C (GLCCX) | +2 |
| Goldman Sachs Structured Large Cap Value C (GCVCX) | +2 |
| Goldman Sachs Structured Sm Cap Equity B (GCSBX) | +2 |
| Goldman Sachs Structured Sm Cap Equity I (GCSIX) | +2 |
| Goldman Sachs Structured Tax Mgd B (GCTBX) | +2 |
| Goldman Sachs Structured U.S. Equity A (GSSQX) | +2 |
| Goldman Sachs Structured U.S. Equity B (GSSBX) | +2 |
| Goldman Sachs Structured U.S. Equity C (GSU.S.X) | +2 |
| Green Century Equity (GCEQX) | +2 |
| Hartford Advisers A (ITTAX) | +1 |
| Hartford Advisers B (IHABX) | +2 |
| Hartford Advisers C (HAFCX) | +2 |
| Hartford Advisers HLS IA (HADAX) | +1 |
| Hartford Disciplined Equity A (HAIAX) | +1 |
| Hartford Disciplined Equity B (HGIBX) | +2 |
| Hartford Mid Cap Value A (HMVAX) | +2 |
| Hartford Small Cap Growth A (HSLAX) | +2 |
| Hartford Small Cap Growth C (HSLCX) | +2 |
| Hartford Small Cap Growth L (FACAX) | +2 |
| Hartford Stock A (IHSTX) | +1 |
| Hartford Stock B (ITSBX) | +1 |
| Hartford Stock C (HSFCX) | +1 |
| Hennessy Balanced (HBFBX) | +1 |
| Hennessy Cornerstone Growth (HFCGX) | +2 |
| Hennessy Cornerstone Value (HFCVX) | +1 |
| Hennessy Total Return (HDOGX) | -1 |
| HighMark Balanced Fid (HMBAX) | +1 |
| HighMark Balanced Ret A (HMBRX) | +1 |
| HighMark Cognitive Value M (HCLMX) | +1 |
| HighMark Small Cap Value Fid (HMSCX) | +2 |
| HighMark Small Cap Value Ret A (HASVX) | +2 |
| Hillman Advantage Equity (HCMTX) | +1 |
| Hotchkis and Wiley Mid Cap Value A (HWMAX) | +2 |
| Hotchkis and Wiley Mid Cap Value I (HWMIX) | +2 |
| Hotchkis and Wiley Small Cap Value A (HWSAX) | +2 |
| Hotchkis and Wiley Small Cap Value I (HWSIX) | +2 |
| Huntington Rotating Markets A (HRIAX) | +2 |
| ICON Consumer Discretion (ICCCX) | +2 |
| IMS Strategic Allocation (IMSAX) | +2 |
| ING Amer Cent Large Co Val A (ISVAX) | +2 |
| ING Amer Cent Sm Cap Val I (IACIX) | -1 |
| ING DIRECT Index Plus Large Cap O (IDLOX) | +2 |
| ING DIRECT Index Plus Mid Cap O (IDMOX) | +1 |
| ING DIRECT Index Plus Small Cap O (IDSOX) | +2 |
| ING Index Plus Large Cap A (AELAX) | +2 |
| ING Index Plus Large Cap B (ATLBX) | +2 |
| ING Index Plus Large Cap I (AELIX) | +1 |
| ING Index Plus LargeCap Equity B (NPPBX) | +2 |
| ING Index Plus Mid Cap A (AIMAX) | +1 |
| ING Index Plus Mid Cap B (APMBX) | +1 |
| ING Index Plus Mid Cap C (APMCX) | +1 |
| ING Index Plus Mid Cap I (AIMIX) | +1 |
| ING Index Plus Small Cap A (AISAX) | +2 |
| ING Index Plus Small Cap B (AISBX) | +2 |
| ING Index Plus Small Cap C (APSCX) | +2 |
| ING Index Plus Small Cap I (AISIX) | +2 |
| ING Legg Mason Agg Grth I (IMEIX) | +2 |
| ING Strategic Alloc Moderate I (ACROX) | +2 |
| Integrity Health Sciences A (IHLAX) | NA |
| IPO Plus Aftermarket (IPOSX) | +2 |
| Ironwood Isabelle Small Co Stock Inv (IZZYX) | +2 |
| Ivy Cundill Global Value A (ICDAX) | +2 |
| Ivy Cundill Global Value B (ICDBX) | +2 |
| Ivy Cundill Global Value C (ICDCX) | +2 |
| Ivy Real Estate Securities B (IRSBX) | NA |
| Ivy Small Cap Value A (IYSAX) | +1 |
| Ivy Small Cap Value B (IYSBX) | +2 |
| James Small Cap (JASCX) | +2 |
| Janus Adviser Risk Mgd Growth C (JCGCX) | +2 |
| Janus Adviser Small Co Value S (JISCX) | +1 |
| Janus Adviser Worldwide S (JWGRX) | +2 |
| Janus Aspen Worldwide Growth Instl (JAWGX) | +2 |
| Janus Global Value (JGVAX) | +2 |
| Janus Worldwide (JAWWX) | +2 |
| Japan S (SJPNX) | +2 |
| JHancock Classic Value A (PZFVX) | +2 |
| JHancock Classic Value B (JCVBX) | +2 |
| JHancock Classic Value C (JCVCX) | +2 |
| JHancock Core Equity A (JHDCX) | +2 |
| JHancock Core Equity B (JHIDX) | +2 |
| JHancock Global Real Estate A (JREAX) | NA |
| JHancock Global Real Estate B (JREBX) | NA |
| JHancock Global Real Estate C (JRECX) | NA |
| JHancock Growth Trends A (JGTAX) | +2 |
| JHancock Growth Trends B (JGTBX) | +2 |
| JHancock Health Sci A (JHGRX) | NA |
| JHancock Health Sci B (JHRBX) | NA |
| JHancock Health Sci C (JHRCX) | NA |
| JHancock Regional Bank A (FRBAX) | NA |
| JHancock Regional Bank B (FRBFX) | NA |
| JHancock Regional Bank C (FRBCX) | NA |
| JHancock Small Cap A (DSISX) | +2 |
| JHancock Small Cap Equity A (SPVAX) | +2 |
| JHancock Small Cap Equity B (SPVBX) | +2 |
| JHancock Small Cap Equity C (SPVCX) | +2 |
| JHancock Technology A (NTTFX) | NA |
| JHancock Technology B (FGTBX) | NA |
| JHancock Technology C (JHTCX) | NA |
| JHancock Technology I (JHTIX) | NA |
| JHancock Technology Leaders A (LUXRX) | NA |
| JPMorgan Disc Eqty Instl (JPIEX) | +1 |
| JPMorgan Diversified Mid Cap Value A (OGDIX) | -1 |
| JPMorgan Diversified Mid Cap Value B (OGDBX) | +1 |
| JPMorgan Diversified Mid Cap Value S (HLDEX) | -1 |
| JPMorgan Equity Income A (OIEIX) | -1 |
| JPMorgan Equity Income B (OGIBX) | -1 |
| JPMorgan Equity Index A (OGEAX) | +1 |
| JPMorgan Equity Index B (OGEIX) | +1 |
| JPMorgan Equity Index C (OEICX) | +1 |
| JPMorgan Growth & Inc A (VGRIX) | +1 |
| JPMorgan Growth & Inc B (VINBX) | +2 |
| JPMorgan Growth & Inc C (VGICX) | +2 |
| JPMorgan Intl Equity S (VSIEX) | +1 |
| JPMorgan Intrepid Growth A (JIGAX) | +2 |
| JPMorgan Intrepid Japan A (CVJAX) | +2 |
| JPMorgan Intrepid Japan B (CVJBX) | +2 |
| JPMorgan Intrepid Mid Cap A (PECAX) | +1 |
| JPMorgan Intrepid Mid Cap B (ODMBX) | +1 |
| JPMorgan Intrepid Mid Cap C (ODMCX) | +1 |
| JPMorgan Inv Balanced B (OGBBX) | -1 |
| JPMorgan Large Cap Value B (OLVBX) | +2 |
| JPMorgan Market Expansion Index B (OMEBX) | +1 |
| JPMorgan Mid Cap Value A (JAMCX) | -1 |
| JPMorgan Mid Cap Value C (JCMVX) | -1 |
| JPMorgan Mid Cap Value I (FLMVX) | -2 |
| JPMorgan Mid Cap Value Sel (JMVSX) | -1 |
| JPMorgan Small Cap Value A (PSOAX) | +1 |
| JPMorgan Small Cap Value B (PSOBX) | +1 |
| JPMorgan Small Cap Value S (PSOPX) | +1 |
| JPMorgan Tax-Aware Disc Inst (JPDEX) | +1 |
| JPMorgan Tax-Aware U.S. Eq (JPTAX) | +1 |